Jim Rice, CFP®, has been assisting clients and advisors develop wealth management solutions for over 30 years. As a CERTIFIED FINANCIAL PLANNER™ professional and recovering CPA, Jim’s diverse experience brings unique insight and perspective to your financial needs.
Working collaboratively with clients, their families and other trusted advisors, Jim takes a holistic approach to clients’ wealth management needs. A holistic approach that addresses all relevant areas of personal finance including investments, estate planning, insurance & risk management, business succession planning, and cash flow management, is the keystone to developing durable solutions for clients. By listening carefully to clients, engaging them in purposeful conversation and educating them about their options, Jim is committed to be his client’s unbiased, trusted advisor.
Jim is a founding member and Investment Advisor Representative with Investment Advisors Asset Management, LLC and a Registered Principal with Royal Alliance Associates, Inc., one of the largest independent broker-dealer firms in the industry; he holds the Series 7, 66, 24, 53, 27, 6 and 63 registrations.